CNO Financial Group Jobs

Salary Range : $79,100 - $118,700 Annual

Job Details

The stated pay range is based on a national-average location. Actual salary is determined by factors including relevant work experience, skills, and location. This position is bonus eligible.

CNO Financial Group is seeking a dedicated Suitability Analyst to provide centralized supervision of registered representatives’ securities transactions. This role involves close collaboration with all registered representatives and investment advisors to ensure compliance with FINRA, SEC, and State Regulations while delivering high-quality customer service.

As a Suitability Analyst, Broker-Dealer , your responsibilities will include:

• Examine and approve client new and existing account documentation, trading activity, email correspondence, and other related security transactions.

• Conduct suitability reviews of customer trading activity to ensure compliance with all internal procedures and industry regulations.

• Address and resolve registered representative concerns by researching details and identifying the most efficient method of handling each concern.

• Evaluate and prioritize potential solutions to best interest/suitability challenges that arise daily.

• Build and maintain a comprehensive understanding of the securities industry, including regulatory, market, product, process, and operational methodologies.

The Suitability Analyst, Broker-Dealer position is well-suited for you if you:

• Demonstrate excellent attention to detail and strong interpersonal skills.

• Exhibit financial competence and a thorough understanding of the financial securities business.

• Ability to work independently, set priorities, meet deadlines, and function effectively in a team environment.

• Possess strong verbal and written presentation skills and be comfortable speaking publicly to a diverse audience.

• Capable of conducting technical research and analysis of laws and regulations and applying them to company operations, products, and securities transactions.

• Demonstrate strong critical thinking, analytical, and interpersonal skills.

What you’ll need:

• Bachelor’s degree in business, Finance, or a related field.

• At least 8 years of proven experience with investments and in the financial services industry.

• FINRA Series 7, 24, and 63 are required.

What will set you apart:

• Series 4, 53 and 65/66 preferred.

• Knowledge of SEC, FINRA, and state insurance rules and regulations.

• Understanding of the trade cycle, securities settlement, standard trading workflows, and systems.

The Company offers the following benefits for this position, subject to applicable eligibility requirements:

• medical insurance

• dental insurance

• vision insurance

• 401(k) retirement plan with company match

• short-term & long-term disability insurance

• Paid time-off and corporate holidays,

• paid parental leave.

• company paid life insurance.

Click on this link for additional information.

CNO embraces flexibility and encourages you to work where you’re most productive. Associates who live within a 60-mile radius of a corporate office (Birmingham, Carmel, Chicago, Orlando and Milwaukee) have access to come into that office.

Associates who live outside of a 60-mile radius of a corporate office (Birmingham, Carmel, Chicago, Orlando and Milwaukee) may perform this role full-time work from home (WFH) from any US based location, if you are willing to work central or eastern time zone hours. All associates may be asked to travel varying corporate offices periodically. Work cannot be performed from outside of the United States.

CNO provides life and health insurance, annuities, financial services, and workforce benefits solutions through our family of brands and supported by our associates and agents. Our customers work hard to save for the future, and we help protect their health, income and retirement needs with 3.2 million policies and more than $35 billion in total assets. Our 3,400 associates, 8,600 exclusive agents and independent partner agents guide individuals, families, and businesses through a lifetime of financial decisions.

We are financially strong and well positioned for continued growth, and we are grounded in our core values of Diversity, Equity & Inclusion (DE&I); Integrity, Customer Focus, Excellence, and Teamwork. We have offices in more than 260 communities in the U.S., including our headquarters in Carmel, Indiana, and corporate offices in Birmingham, Chicago, Philadelphia, Orlando and Milwaukee.

At CNO Financial Group, we’re always looking forward—to the security and stability we help create for our insurance brands’ customers, and the growth we create within our own company. We're looking for ambitious people who want to do more. We'll provide you with opportunities to grow your skills through challenging professional experiences.

If you're looking for a culture that encourages development, helps you reach your potential, and rewards you for your contribution, then CNO Financial Group is right for you. For more information, visit CNOinc.com.

We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

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Compensation

Pay Range: $77,100.00 - $115,700.00 Annual

We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

ReqID : JR168808

Job Type : Full time